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Tutor-led Classroom Training
“Post-authorisation – understanding the rules”

 

We are here to help firms to understand their responsibilities now they are FCA authorised.
This can be achieved through attendance at our training days.

Aimed at your firm’s Approved Person, Compliance Manager and Senior Managers, this one day workshop runs from 09:30 to 16:30.

Practical sessions – great opportunity to exchange dialogue and compare experiences with other firms. Useful exercises and activities to reinforce learning.

Workshop Aims & Objectives

  • Understand the FCA’s strategic and operational objectives – how the FCA regulates consumer credit.
  • Grasp firm classification and risk based supervision – what supervision looks like today.
  • Understand “Principles based regulation” and how to apply to your firm.
  • Learn the main regulatory standards, requirements and expectations of firms.
  • Learn the structure of the FCA Handbook and the main provisions of the Consumer Credit Sourcebook.
  • Understand your key responsibilities running a firm post authorisation.
  • Consider whether your existing processes and procedures are adequate.
  • CPD Accredited

What is accredited CPD Training?

Accredited CPD training means the learning activity has reached the required Continuing Professional Development standards and benchmarks. The learning value has been scrutinised to ensure integrity and quality. The CPD Certification Service provides recognised independent CPD accreditation compatible with global CPD requirements.

There is an increasing expectation for professionals to undertake Continuing Professional Development regardless of industry sector, career level, job role and responsibilities. The CPD Certification Service helps organisations formalise knowledge into a structured and recognised approach to meet those expectations.

Points or Hours?

It is up to the individual/organisation to set the number of points allocated for the learning activity within their own programmes. However, as an example –  a CPD hour, in a 1 day accredited training course, with a start time of 0900, 1 hour for lunch and finish at 1700 would be 7 CPD hours or 7 CPD points (you can call them either)

Our open accredited course would be 5 CPD hours or 5 CPD points.

https://cpduk.co.uk/news-articles/view/cpd-points-units-credits

 

Our forthcoming courses are listed below and tend to book up very quickly so you are encouraged to “Book Now” to avoid disappointment

Bespoke on-site Training

Some firms require bespoke training specifically tailored to the needs of their own business. To this end we are happy to work onsite at your premises, or at an appropriate learning environment of your choosing.

Here’s what some of our past delegates have had to say about our courses.

tmadvances“This course was thought provoking and enabled the group to make a tangible link of what the FCA expects and what we need to do”
Max Davidson, T M Advances


 

pureleisure“The content and interactive nature of the course addressed the requirements in a simple and understandable way. An excellent well-presented and informative presentation”
Paul Rossiter, Pure Leisure Estates Limited


 

fenwick“Covered all details and sourcebook. Some live examples of good/bad applications or fines and penalties. Very well presented concise and clear. Very knowledgeable”
Laura Thurlbeck, Fernwick Limited


 

rental“Conformed that authorisation is not a finishing line but a starting gate. Excellent day”
David Christopher Charlton, Rental Warehouse Limited


 

coming-soon

“The format of discussion and work groups works well, far better than just listening and observing 100 plus PowerPoint slides. Talking around the subject and listening to others knowledge and experience was invaluable”
Paul Lindsay, Mighty Loans


 

mca“A good summary of the main points to consider. Excellent presentation and involvement of delegates”
 Chris Jarratt, Methodist Chapel Aid Ltd


 

parkl“Reassurance of understanding, further learning and clarification of requirements. Great session the team presenting was great and very knowledgeable”
Annie Robinson, Park Leisure 2000


 

reconnect“Very satisfied, great refresher and mixed learning course. Great setting interaction and content. Fab course – thank you – when is the next one!”
Kirsty Callaghan, Reconnect


 

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