FCA Regulation round-up August 2017

Introduction: Jonathan Davidson, Director of Supervision – Retail and Authorisations

I’m pleased to welcome you to the August edition of Regulation round-up. I would like to take the opportunity to highlight our consultation papers we recently published. These papers outline proposals to change how we regulate people working in financial services. The proposals will extend the Senior Managers and Certification Regime (SM&CR) to all financial services firms that we regulate, replacing the approved persons regime.

Click on the link below for the August round-up

https://www.fca.org.uk/publication/documents/rru-august-2017.pdf

 

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