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    Appointed Representative Network

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    What are some of the key rules for credit brokers?

    The role of credit brokers in the UK financial sector is crucial in connecting consumers …

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    Court of Appeal Decision: Johnson v FirstRand Bank Limited, Wrench v FirstRand Bank Limited and Hopcraft v Close Brothers

    In a series of high-profile cases, the Court of Appeal has issued a number of …

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    FCA: “Oversight of ARs improving, but more to do”

    The FCA has set out good practice and areas for improvement to help principal firms …

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    Understanding and Supporting Vulnerable Customers

    The Financial Conduct Authority (FCA) plays a critical role in ensuring the protection of consumers …

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    FCA undertake multi-firm review into how firms are monitoring outcomes under the Consumer Duty

    Under the Consumer Duty, firms are required to regularly assess, test, understand, and provide evidence …

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    Closed Book Products fall under the Consumer Duty by the end of July

    From 31st of July, closed-book products and services will be subject to the Consumer Duty.  …

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    Financial Ombudsman Service: Complaints Data – 2023/H2

    Please find the full publication from FOS here. The Financial Ombudsman Service (FOS) publish data …

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    Consumer Duty: Outcomes Monitoring and Testing

    For regulated firms, much of the past two years has been spent preparing for the …

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    Consumer Duty: One month on

    We are now one month on from the Consumer Duty implementation date and we have …

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