CCC Holds Free Claims Management Compliance ‘Transfer to the FCA’ Seminar

Claims Management Compliance Seminar – Transfer to the FCA

On Tuesday 4th December, Consumer Credit Compliance held a free seminar to assist Claims Management companies with their transfer to the FCA.

The fully booked event saw a turnout of around 30 delegates, and we hope everyone enjoyed the session as much as we did!

The seminar covered the key areas and requirements of the transfer to the FCA, including:

  • The FCA – an overview
  • Timescales
  • FCA Fees
  • Permissions regime
  • How does the FCA assess applications?
  • Threshold condition 1: Location of offices
  • Threshold condition 2: Effective supervision
  • Threshold condition 3: Appropriate resources (financial)
  • Threshold condition 3: Appropriate resources (non-financial)
  • Threshold Condition 4: Suitability
  • Threshold condition 5: Business model (products/services)
  • Threshold condition 5: Business model (advertising/sales)
  • Threshold condition 5: Business model (pre-contract information)
  • Threshold condition 5: Business model (client engagement)
  • Threshold condition 5: Business model (claims escalation)
  • Threshold condition 5: Business model (debt collection)
  • Threshold condition 5: Business model (client money)
  • Wind down planning

If you missed the seminar but would be interested to find out more about the transfer to the FCA, or how we can help with your Claims Management compliance, please call us on 01423 522599 or email Jourdain.Tambo@claimsmanagementcompliance.co.uk.