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18 February 2020

Letter From The FCA – Dear Director – Key risks credit brokers

On the 13th of February 2020, the FCA published their latest ‘Dear Director’ letter regarding Credit Broker firms and their approach to supervision.

The FCA highlight the areas of key risk which they have identified. These include misleading financial promotions, domestic premises suppliers, visibility Principal firms have of their Appointed Representatives and lack of knowledge on FCA rules and regulation.

To read the letter click here


By David Petty

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