Amy Mclaughlin

Appointed Representative Network Manager


Amy joined the Compliance Company in January 2019 as the Appointed Representative Network Manager.  

Amy is an intelligent, organised and resourceful professional with a finance focused background. Success has been gained through delivering results across a multitude of business areas and every step forward has been the product of striving and succeeding to beat expectations. A focused and organised individual with the ability to multi-task whilst maintaining attention to detail. Applying a logical approach to tasks and challenges coupled with a strong desire to achieve.

Career highlights include:

  • Over 12 years’ experience in the Consumer Credit market
  • Previously with a specialist Consumer Credit Broker
  • Track record includes;
    • Ensuring businesses operate in a compliant manner consistent with regulatory requirements, professional standards and internal policies
    • Reviewing, improving and updating policy and procedure documents including Regulatory Business Plans
    • Assisting with development and implementation of induction and on-going training programs
    • Strong customer service ethic
  • Affiliate member of the International Compliance Association (ICA)
  • 3 ICA certificates held (completed in 2017)
    • ICA Certificate in Compliance
    • ICA Certificate in KYC and CDD
    • ICA Certificate in Anti Money Laundering


Windsor House, Cornwall Road, Harrogate, HG1 2PW

01423 522 599