Sue Timothy

Compliance Consultant


Sue joined The Compliance Company in February 2019 and has over 16 years’ Compliance and Regulatory experience spent across the Financial Services, Manufacturing and Government sectors.

She has broad experience in regulation, risk and compliance, legal policy, audit, regulatory and management reporting and over 11 years’ experience in blue chip financial services companies which offers an exceptional mix of training, team management and project management experience; knowledge, and professionalism.

Sue is proficient in working with the FDA/FCA/FOS/MOJ and other regulatory bodies covering many areas of regulatory and commercial law, having defended cases for IFAs and networks and in the past dealt with clinical negligence claims

Her qualifications include:

  • BSc in Management Science
  • Graduate Diploma in Law
  • BSI Auditor ISO 13485
  • Level 4 Diploma in Financial Planning


  • Membership of the Personal Finance Society and the Chartered Insurance Institute


Windsor House, Cornwall Road, Harrogate, HG1 2PW

01423 522 599