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You do not need to be directly regulated by the FCA for Authorisation
You can get to market quicker than if you were to apply to be directly authorised by the FCA
You don’t have to report data to the FCA through their RegData (Gabriel) collection platform
As your Principal, we take full responsibility for your regulatory conduct and supply you with the necessary systems, processes and compliance monitoring to ensure you remain compliant

We would be delighted to discuss these in more detail with both our existing and prospective clients, to enable us to give you a much better idea of what we have to offer and, more importantly, how this can support your business. To find out more about the services we offer, call us on 01423 613335 or send an email to Equally, you can fill in the contact form below.

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