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Appointed Representative Network

The Compliance Company is a Principal firm which means if you are an AR of ours, we can fully manage your FCA requirements and you may not need to be directly authorised by the FCA.

If you meet our criteria and we choose to appoint you as one of our Appointed Representatives then we will ensure that you have all the necessary systems, processes and documents to help you remain FCA compliant.

Amy Mclaughlin

Risk & Compliance Manager

Benefits of being an AR

You might not have to apply to the FCA for Authorisation
You could potentially get to market quicker than if you were to apply for FCA authorisation
You don’t have to report data to the FCA through their Gabriel system
Your Principal takes responsibility for your regulatory conduct and supplies you with the necessary systems, processes and compliance programmes to ensure you remain compliant

Training

CPD accredited courses and e-Learning to help you achieve and retain total compliance

Our e-learning courses

Why choose Consumer Credit Compliance?

Consumer Credit Compliance became a Principal in 2017 when it upgraded from Limited to Full Permission Credit Broking. In 2018 we then acquired our Permissions for Debt Adjusting, Debt Counselling & Insurance mediation. This service is for firms that do not want to be directly authorised by the FCA and would prefer a Principal to look after their Broking and Insurance activities.

Get in Touch

Speak to us to find out how we can help you: