FCA Applications

We work with you to complete your FCA application so that it can be submitted correctly.




Consumer Credit FCA Applications

We are proud to have an excellent success rate with applications for hundreds of businesses across a wide range of sectors.  We work with you to complete your FCA application so that it can be submitted correctly and on time.  Your Regulatory Business Plan and Compliance Polices and Procedures are included in the application fee.

These documents can also be purchased individually.

Regulatory Business Plan (RBP) – This will explain to the FCA who you are, how your firm operates and how you will meet your ongoing regulatory requirements post authorisation.

Compliance Policies & Procedures – The FCA requires you to have these documented and available for inspection at its request. We can provide a standard set of these documents. This includes a Compliance Monitoring Programme Document which demonstrates how you and your staff will comply with your firm’s compliance procedures

Variations of Permissions

If you are already authorised by the FCA for other regulated activities and you need to add a further permission, then we can assist you with the online application, writing the reason for the variation document and providing supporting documentation

For more information about our Compliance Documentation please follow this link

Our range of FCA Applications include:

  • Full Permission
  • Limited Permission
  • Approved Person Application and Section 178 change of controller
  • Variation of Permission, including your reason for variation documentation; be that changing from limited to full, or simply adding to your existing permissions


Here is what some of our customers had to say

  • Consumer Credit Compliance were efficient and professional to deal with. The application process went through with no problems and I was authorised much quicker than first anticipated.

    Peter Quinn
    Emerald Vehicle Sales
  • Could I thank you for all the help and assistance in presenting my application for Consumer Credit to the FCA. I spent some months in trying to find my way round the FCA maze and finally gave up and contacted Consumer Credit Compliance. Within a week problem solved!

    I shall certainly give your contact details to my colleagues in the Insurance Industry

    Terry Harvey
    Commercial Insurance Brokers Ltd


Windsor House, Cornwall Road, Harrogate, HG1 2PW

01423 522 599