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News & Insights

Reforming the Appointed Representatives Regime: Why Strong Principal Firms Matter

In February 2026, HM Treasury launched a consultation on proposed reforms to the UK’s Appointed …

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06/09/2024

FCA on Appointed Representatives: Good practice and areas for improvement

The FCA have published findings on how principals are embedding new rules for overseeing appointed …

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06/09/2024

FCA: “Oversight of ARs improving, but more to do”

The FCA has set out good practice and areas for improvement to help principal firms …

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04/09/2024

Key Insights from the FCA’s Thematic Review on Product Oversight and Governance

In light of recent economic challenges, ensuring that financial products and services deliver fair value …

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21/08/2024

FCA publish its Q2 2024 Financial Promotions data

The Financial Conduct Authority (“FCA”) recently published its quarterly data for Q2 2024, offering a …

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08/08/2024

Financial Promotions Quarterly Data 2024 Q2

Please find the full FCA publication here. The page gives a summary of data generated …

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08/08/2024

FCA Authorisations Operating Service Metrics 2024/25 Q1

The FCA report authorisations metrics quarterly to provide greater transparency of our performance. This data …

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07/08/2024

FCA Provides Key Updates and Next Steps for Motor Finance

The Financial Conduct Authority (“FCA”) has extended the pause on handling motor finance complaints involving …

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24/07/2024

Understanding and Supporting Vulnerable Customers

The Financial Conduct Authority (FCA) plays a critical role in ensuring the protection of consumers …

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10/07/2024

FCA undertake multi-firm review into how firms are monitoring outcomes under the Consumer Duty

Under the Consumer Duty, firms are required to regularly assess, test, understand, and provide evidence …

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News & Insights

Reforming the Appointed Representatives Regime: Why Strong Principal Firms Matter

FCA on Appointed Representatives: Good practice and areas for improvement

FCA: “Oversight of ARs improving, but more to do”

Key Insights from the FCA’s Thematic Review on Product Oversight and Governance

FCA publish its Q2 2024 Financial Promotions data

Financial Promotions Quarterly Data 2024 Q2

FCA Authorisations Operating Service Metrics 2024/25 Q1

FCA Provides Key Updates and Next Steps for Motor Finance

Understanding and Supporting Vulnerable Customers

FCA undertake multi-firm review into how firms are monitoring outcomes under the Consumer Duty

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