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    Appointed Representative Network

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    FCA on Appointed Representatives: Good practice and areas for improvement

    The FCA have published findings on how principals are embedding new rules for overseeing appointed …

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    FCA: “Oversight of ARs improving, but more to do”

    The FCA has set out good practice and areas for improvement to help principal firms …

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    Key Insights from the FCA’s Thematic Review on Product Oversight and Governance

    In light of recent economic challenges, ensuring that financial products and services deliver fair value …

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    FCA publish its Q2 2024 Financial Promotions data

    The Financial Conduct Authority (“FCA”) recently published its quarterly data for Q2 2024, offering a …

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    Financial Promotions Quarterly Data 2024 Q2

    Please find the full FCA publication here. The page gives a summary of data generated …

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    FCA Authorisations Operating Service Metrics 2024/25 Q1

    The FCA report authorisations metrics quarterly to provide greater transparency of our performance. This data …

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    FCA Provides Key Updates and Next Steps for Motor Finance

    The Financial Conduct Authority (“FCA”) has extended the pause on handling motor finance complaints involving …

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    FCA undertake multi-firm review into how firms are monitoring outcomes under the Consumer Duty

    Under the Consumer Duty, firms are required to regularly assess, test, understand, and provide evidence …

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    Closed Book Products fall under the Consumer Duty by the end of July

    From 31st of July, closed-book products and services will be subject to the Consumer Duty.  …

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